ISO 37301:2021 COMPLIANCE MANAGEMENT SYSTEMS (CMS)
“Implementing and Auditing Effective CMS Frameworks in Line with International Standards”
Course Schedule
| Date | Venue | Fees |
|---|---|---|
| 19 – 23 Apr 2026 | Doha, Qatar | USD 3495 per delegate |
Course Introduction
In a world of increasing regulatory scrutiny, reputational risks, and stakeholder expectations, organizations need structured systems to ensure compliance and ethical conduct. ISO 37301:2021 provides a globally recognized framework for designing, implementing, maintaining, and continuously improving a Compliance Management System (CMS).
This intensive 5-day course equips participants with in-depth knowledge and practical skills to implement or audit an ISO 37301-compliant CMS. It emphasizes risk-based thinking, leadership commitment, due diligence, and embedding a culture of compliance across all functions.
Course Objectives
By the end of this course, participants will be able to:
• Understand the structure, principles, and requirements of ISO 37301:2021
• Implement an effective compliance management framework
• Identify compliance obligations, assess risks, and develop controls
• Conduct internal audits and compliance performance evaluations
• Foster a culture of integrity, transparency, and accountability
Key Benefits of Attending
• Learn how to align your organization with international compliance standards
• Gain practical tools to build, evaluate, and continuously improve CMS processes
• Enhance governance and reduce legal, regulatory, and ethical risks
• Prepare your organization for ISO 37301 certification or benchmarking
• Strengthen your internal audit and compliance monitoring capabilities
Intended Audience
This program is designed for:
• Compliance officers and internal auditors
• Risk management and governance professionals
• Legal and regulatory affairs specialists
• Management system implementers and consultants
• Senior managers responsible for ethics and compliance functions
Individual Benefits
Key competencies that will be developed include:
• Interpretation and application of ISO 37301 clauses
• Compliance risk assessment and controls development
• Internal auditing techniques and non-conformance handling
• CMS documentation and performance reporting
• Ethical leadership and compliance communication
Organization Benefits
Upon completing the training course, participants will demonstrate:
• Robust and auditable compliance management systems
• Improved risk management and regulatory readiness
• Enhanced reputation, stakeholder trust, and ethical conduct
• Consistent and measurable compliance across departments
• Alignment with ESG, anti-bribery, and corporate governance frameworks
Instructional Methdology
The course follows a blended learning approach combining theory with practice:
• Strategy Briefings – ISO 37301 overview, compliance trends, and legal context
• Case Studies – Global compliance failures and system improvement actions
• Workshops – Gap analysis, documentation review, and audit simulation
• Peer Exchange – Industry-specific compliance risks and solutions
• Tools – CMS templates, audit checklists, risk registers, and policy samples
Course Outline
Training Hours: 07:30 AM – 03:30 PM
Daily Format: 3–4 Learning Modules | Coffee Breaks: 09:30 & 11:15 | Lunch Break: 01:00 – 02:00
Day 1: Foundations of Compliance Management Systems
- Module 1: Introduction to ISO 37301:2021 (07:30 – 09:30)
• History and purpose of the standard
• Principles and scope of a CMS - Module 2: Compliance Context and Leadership Commitment (09:45 – 11:15)
• Understanding organizational context and stakeholders
• Role of leadership and governance in compliance - Module 3: Workshop – Compliance Gap Assessment (11:30 – 01:00)
• Evaluate your organization’s current compliance maturity
Day 2: Planning and Compliance Risk Management
- Module 4: Compliance Risk Identification and Assessment (07:30 – 09:30)
• Risk-based approach to compliance
• Methods to assess legal, ethical, and operational risks - Module 5: Compliance Obligations and Objective Setting (09:45 – 11:15)
• Mapping laws, regulations, codes, and internal policies
• Setting compliance objectives and planning actions - Module 6: Workshop – Risk Mapping and Controls (11:30 – 01:00)
• Develop a compliance risk register and control matrix
Day 3: Implementation and Operations
- Module 7: CMS Operational Planning and Support (07:30 – 09:30)
• Resources, competencies, and awareness programs
• Communication and documentation requirements - Module 8: Operational Controls and Due Diligence (09:45 – 11:15)
• Third-party compliance, procurement, and data handling
• Controls over sensitive and high-risk areas - Module 9: Workshop – Compliance Control Scenarios (11:30 – 01:00)
• Design controls for common compliance challenges
Day 4: Performance Evaluation and Auditing
- Module 10: Monitoring, Measurement, and Evaluation (07:30 – 09:30)
• Key performance indicators for compliance
• Nonconformities and root cause analysis - Module 11: Internal Audit of the CMS (09:45 – 11:15)
• Audit planning, checklists, and evidence collection
• Conducting and reporting compliance audits - Module 12: Workshop – Internal Audit Simulation (11:30 – 01:00)
• Plan and execute a mock CMS audit
Day 5: Continual Improvement and Culture
- Module 13: Management Review and Corrective Actions (07:30 – 09:30)
• Inputs, outputs, and follow-up strategies
• Corrective action plans and learning integration - Module 14: Building a Compliance Culture (09:45 – 11:15)
• Ethics programs, tone at the top, and speak-up mechanisms
• Role of training, recognition, and accountability - Module 15: Final Workshop – CMS Implementation Plan (11:30 – 01:00)
• Develop a tailored CMS roadmap for your organization
Certification
Participants will receive a Certificate of Completion in ISO 37301:2021 Compliance Management Systems, validating their ability to implement, assess, and continuously improve compliance frameworks aligned with global standards.